0001474506-13-000018.txt : 20130212
0001474506-13-000018.hdr.sgml : 20130212
20130212120935
ACCESSION NUMBER: 0001474506-13-000018
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BAKER JOHN D II
CENTRAL INDEX KEY: 0001190089
FILING VALUES:
FORM TYPE: SC 13G
MAIL ADDRESS:
STREET 1: 200 W. FORSYTH STREET
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT TRANSPORTATION HOLDING INC
CENTRAL INDEX KEY: 0000844059
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING & COURIER SERVICES (NO AIR) [4210]
IRS NUMBER: 592924957
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-40400
FILM NUMBER: 13595593
BUSINESS ADDRESS:
STREET 1: 200 W. FORSYTH ST.
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: 9043965733
MAIL ADDRESS:
STREET 1: 200 W. FORSYTH ST.
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
FORMER COMPANY:
FORMER CONFORMED NAME: FRP PROPERTIES INC
DATE OF NAME CHANGE: 19920703
SC 13G
1
schedule13gjdb.txt
SC 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
Patriot Transportation Holding, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
70337B102
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Daniel B. Nunn, Jr.
Fowler White Boggs P.A.
50 North Laura Street
Suite 2800
Jacksonville, Florida 32202
(904) 598-3118
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[x] Rule 13d-1(d)
*The remainder of this cover page shall be filled
out for a reporting person's initial filing on this
form with respect to the subject class of securities,
and for any subsequent amendment containing information
which would alter the disclosures provided in a prior
cover page.
The information required on the remainder of
this cover page shall not be deemed to be "filed" for
the purpose of Section 18 of the Exchange Act or
otherwise subject to the liabilities of that section
of the Exchange Act but shall be subject to all other
provisions of the Exchange Act (however, see the Notes).
SCHEDULE 13G
--------------------------------------------------------
CUSIP No.: 70337B102
--------------------------------------------------------
1 NAME OF REPORTING PERSON
John D. Baker II and Edward L. Baker II, as trustees
for the separate trust for John D. Baker II created
under the Cynthia L. Baker Trust U/A/D April 30, 1965.
--------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
--------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
--------------------------------------------------------
5 SOLE VOTING POWER
1,113,474
NUMBER OF SHARES ---------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH ---------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 1,113,474
WITH ---------------------------
8 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,113,474
--------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [ ]
--------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.79%
--------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------
SCHEDULE 13G
--------------------------------------------------------
CUSIP No.: 70337B102
--------------------------------------------------------
1 NAME OF REPORTING PERSON
John D. Baker II
--------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
--------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------
5 SOLE VOTING POWER
216,775
NUMBER OF SHARES -----------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,234,374
EACH -----------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 216,775
WITH -----------------------------
8 SHARED DISPOSITIVE POWER
1,234,374
--------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,354,249
--------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [X]
--------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.34%
--------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------
SCHEDULE 13G
--------------------------------------------------------
CUSIP No.: 70337B102
--------------------------------------------------------
1 NAME OF REPORTING PERSON
Edward L. Baker II
--------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
--------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------
5 SOLE VOTING POWER
97,299
NUMBER OF SHARES -----------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,113,474
EACH -----------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 97,299
WITH -----------------------------
8 SHARED DISPOSITIVE POWER
1,113,474
--------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
97,299
--------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [X]
--------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.03%
--------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------
Item 1.
(a) The name of the Issuer is Patriot
Transportation Holding, Inc.
(b) The Issuer's principal executive offices
are located at 200 West Forsyth Street, 7th Floor,
Jacksonville, Florida 32202.
Item 2.
(a) This Schedule 13G is filed on behalf of
John D. Baker II and Edward L. Baker II, as trustees for
the separate trust for John D. Baker II created under
the Cynthia L. Baker Trust U/A/D April 30, 1965
(the "JDB Trust"), and John D. Baker II and Edward L.
Baker II individually (each, a "Reporting Person").
(b) The principal executive offices of the
JDB Trust are located at Wells Fargo Family Wealth,
1 West 4th Street, D 4000-015, Winston-Salem, NC 27101.
The principal business address for the
individual Reporting Person, John D. Baker II, is 200
West Forsyth Street, 7th Floor, Jacksonville, Florida
32202. The principal business address for the individual
Reporting Person, Edward L. Baker II, is 200 West Forsyth
Street, 7th Floor, Jacksonville, Florida 32202.
(c) The Cynthia L. Baker Trust (the
"CLB Trust") was organized as a Florida trust on
April 30, 1965. Each individual Reporting Person is
a citizen of the United States.
(d) This Schedule 13G relates to the common
stock of the Issuer, par value $.10 per share.
The numbers pertaining to the ownership of common stock
in this Schedule 13G reflect an adjustment for the
Issuer's 3-for-1 stock split effective as of January 17,
2011.
(e) The CUSIP number of the common stock is
70337B102.
Item 3.
Not applicable
Item 4.
(a) Amount beneficially owned:
1) JDB Trust: 1,113,474
2) John D. Baker
II: 1,354,249
3) Edward L. Baker
II: 97,299
Total: 1,451,548 shares
(b) Percent of class:
1) JDB Trust: 11.79%
2) John D. Baker
II: 14.34%
3) Edward L. Baker
II: 1.03%
Total: 15.37%
(c) Number of shares as to which the person
has:
(i) Sole power to vote or to direct
the vote:
1) JDB Trust: 1,113,474
2) John D. Baker
II: 216,775
3) Edward L. Baker
II: 97,299
Total: 1,427,548
(ii) Shared power to vote or to direct
the vote:
1) JDB Trust: 0
2) John D. Baker
II: 1,234,374
3) Edward L. Baker
II: 1,113,474
Total: 1,234,374
(iii) Sole power to dispose or to direct
the disposition of:
1) JDB Trust: 1,113,474
2) John D. Baker
II: 216,775
3) Edward L. Baker
II: 97,299
Total: 1,427,548
(iv) Shared power to dispose or to
direct the disposition of:
1) JDB Trust: 0
2) John D. Baker
II: 1,234,374
3) Edward L. Baker
II: 1,113,474
Total: 1,234,374
John D. Baker II - Voting and Dispositive Power
John D. Baker II has sole voting and dispositive
power over 149,103 shares held in his Living Trust,
56,312 shares that he holds directly and 11,360 shares
held in retirement accounts.
Mr. Baker has shared voting and dispositive power
with respect to the 1,113,474 shares held by the JDB Trust.
Mr. Baker has shared voting and dispositive power
with respect to 120,900 shares held by Regency Square II,
a Florida general partnership.
John D. Baker II - Beneficial Ownership
The beneficial ownership total of John D. Baker
II shown above includes the 1,113,474 shares held by the
JDB Trust. Mr. Baker's reported beneficial ownership total
also includes (i) 24,000 shares issuable under options
exercisable within 60 days after December 31, 2012,
(ii) 149,103 shares held in his Living Trust,
(iii) 56,312 shares that he holds directly,
(iv) 11,360 shares held in retirement accounts and
(v) 5,889 shares held by his wife as to which he disclaims
beneficial ownership.
Mr. Baker's reported beneficial ownership total
excludes the 120,900 shares held by Regency Square II as
well as 194,598 shares held under various trusts for the
benefit of his wife and children. Mr. Baker disclaims
beneficial ownership of all of such shares.
Edward L. Baker II - Voting and Dispositive Power
Edward L. Baker II has sole voting and dispositive
power over 97,299 shares that he holds directly.
Mr. Baker has shared voting and dispositive power
with respect to the 1,113,474 shares held by the JDB Trust.
Edward L. Baker II - Beneficial Ownership
The beneficial ownership total of Edward L. Baker
II shown above includes 97,299 shares that he holds
directly. Mr. Baker disclaims beneficial ownership of
the 1,113,474 shares held by the JDB Trust.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf
of Another Person.
Not applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on
by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members
of the Group.
JDB Trust
John D. Baker II
Edward L. Baker II
Each Reporting Person may also be deemed to be
members of a group with Edward L. Baker and Thompson S.
Baker II. Each Reporting Person disclaims beneficial
ownership to shares owned by such persons.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best knowledge and
belief of the undersigned, the undersigned certifies
that the information set forth in this Statement is
true, correct and complete.
Dated: February 12, 2013
/s/ John D. Baker II
_________________________________
John D. Baker II
/s/ Edward L. Baker II
_________________________________
Edward L. Baker II
/s/ John D. Baker II
_________________________________
John D. Baker II, as Trustee of
JDB Trust
/s/ Edward L. Baker II
_________________________________
Edward L. Baker II, as Trustee of
JDB Trust